Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 141 142 143 144 145 Next >
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XETA DIRECT 11/05/2010 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XITIMELA LEASING LIMITED 01/12/2006 FS-2.5 LEASING
XPERIENCE LTD 07/07/2011 INS-2.2A INSURANCE AGENT (COMPANY)
XSML CAPITAL LTD 23/12/2015 SEC-4.2 CIS MANAGER
XTERRA CAPITAL ADVISORS LTD 23/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
XTERRA PROPERTY DEVELOPMENT FUND I 06/01/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 20/06/2016 SEC-4.4 REPORTING ISSUER
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 02/02/2016 SEC-3.1A CIS (SINGLE FUND)
YADAV ABHIMANYU 01/09/2015 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YEELEN CAPITAL 25/08/2016 SEC-4.2 CIS MANAGER
YEELEN FINANCIAL FUND L.P. 06/12/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
YEOMAN 3-RIGHTS VALUE ASIA FUND 12/01/2005 SEC-3.1A CIS (SINGLE FUND)
YEOMAN 3-RIGHTS VALUE JAPAN FUND 20/09/2016 SEC-3.1A CIS (SINGLE FUND)
Yeung Chin Shing Christiane 08/09/2016 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
YIT NIUC Fabiola Belinda Ludmilla 28/02/2018 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
YORK FRASER HOLDINGS LTD 03/11/2005 FS-3.2 NOMINEE COMPANY (APPROVAL)
YOWAYS CO. LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
Z LINE LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
ZAMBEZI VALLEY CAPITAL LTD 28/05/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2014
ZAMBEZI VALLEY RESOURCES FUND 06/07/2012 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2014
ZARA MULTI TRADERS 30/12/2013 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ZEBU INVESTMENT PARTNERS 29/11/2016 SEC-4.2 CIS MANAGER
ZEDICI CAPITAL FUND 1 06/10/2017 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
ZENTOSA CAPITAL LIMITED 12/04/2018 SEC-4.4 REPORTING ISSUER
3608 record(s) found.


Disclaimer

The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.