Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
1 2 3 4 5 Next > Last >>
KEPPLER CAPITAL MARKET 20/02/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2014
KRP FUND LP 26/07/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
KOTAK FIXED MATURITY PLAN - IX 09/10/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KOTAK FIXED MATURITY PLAN - V 20/09/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KOTAK FIXED MATURITY PLAN - X 09/10/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KSK ASSET MANAGEMENT SERVICES PRIVATE LIMITED 19/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
K-INDIA FIXED MATURITY PLAN - I 24/07/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KAYDAN REAL ESTATE PCC 17/09/2014 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
KOTAK FIXED MATURITY PLAN - III 18/06/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2019 -
KOTAK WM INDIA FUND LIMITED 27/01/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KASB CAPITAL LIMITED 26/06/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) Licence Lapsed on 01 July 2018
KAVAID CO LTD 09/07/2012 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
KESTREL AGENCY LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
KHASARA CREATION LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
K ADVANTAGE OPPORTUNITIES FUND 07/06/2013 SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND)
K DEBT OPPORTUNITIES FUND LIMITED - I 08/02/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
K FIXED INCOME OPPORTUNITIES FUND 27/08/2010 SEC-3.1A CIS (SINGLE FUND)
K GLOBAL ADVANTAGE FUND 17/05/2013 SEC-3.1BV CIS (HAVING MORE THAN 1FUND)
K INDIA OPPORTUNITIES FUND LIMITED PCC 21/03/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KAIA CAPITAL LTD 21/07/2022 SEC-4.2 CIS MANAGER
KAIA FUND I LP 21/07/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KAII CAPITAL FUND, MAURITIUS 10/12/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KAIROS CAPITAL PARTNERS 19/05/2022 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KAIZEN ASSET MANAGEMENT LIMITED 30/11/2010 SEC-4.2 CIS MANAGER
KAIZEN PRIVATE EQUITY 15/11/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
101 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.