Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
LEAD CAPITAL GLOBAL LIMITED 02/03/2020 SEC-2.2 INVESTMENT DEALER (BROKER)
LCF SECURITIES INTERNATIONAL LTD 28/08/2015 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
LMAX BROKER MAURITIUS LIMITED 29/07/2020 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
L CAPITAL ASIA 2 GP 23/07/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
L CATTERTON ASIA ADVISORS 02/04/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LA BOURDONNAIS FINANCE LTD 27/11/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LAC LEMAN INVESTMENT MANAGEMENT LTD 09/04/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LCF SECURITIES LTD 24/10/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEADNORTH LTD 19/04/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEOPARD CAPITAL ADVISORS CO. LTD 23/11/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LIMA CAPITAL LLC 18/09/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LIMEVEST PARTNERS LTD 09/10/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LKMB MANAGEMENT 30/10/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LMG EMERGE LTD 22/10/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
LONGWINGS GLOBAL CONSULTANTS 27/11/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LS ADVISORS LTD 29/04/2011 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LS WEALTH MANAGEMENT 24/04/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
Lineage Investment Services Ltd 29/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LODESTONE INVESTMENT ADVISORS (MAURITIUS) PRIVATE LIMITED 12/09/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LO SEEN CHONG TOMMY 02/09/2008 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
LAGESSE MICHEL RENAUD 25/08/2009 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LAI MIN SUIE LAN VANESSA 10/12/2013 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LALLIA LOUIS 14/11/2013 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LATOUR JEAN NOEL PATRICE JUDEX 24/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
145 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.