Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
NORD STAR CAPITAL 21/03/2024 SEC-4.2 CIS MANAGER
NOVASTAR VENTURES EAST AFRICA FUND I LP 21/03/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOMOU IRAQ FUND 21/01/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NUEVO ASIA GLOBAL OPPORTUNITIES FUND 21/01/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2020 -
NEW FRONTIER PROPERTIES LTD 20/01/2015 SEC-4.4 REPORTING ISSUER
NOMOU JORDAN FUND 20/01/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEOMARKETS GROUP LTD 19/07/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEXUS INDIA ADVISORY SERVICES 18/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NAMIR TRADE LTD 18/10/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
New Africa Advisors Ltd 18/07/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
NYLIM JACOB BALLAS INDIA FUND III, LLC 18/05/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NRISI VENTURE FUND 18/04/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NURSIMLOO. MAHENDRA 18/04/2014 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
NEOMA MANAGER (MAURITIUS) LIMITED 18/01/2019 SEC-4.2 CIS MANAGER
NEOMA AFRICA FUND 'A', L.L.C. 18/01/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NEWPORT CAPITAL LIMITED 17/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
NEWTON GLOBAL COMMERCIAL BUSINESS (NGCB) LTD 17/11/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NOORAULLY FOODD FAZIL 17/10/2008 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
NEW VERNON INDIA LIMITED 17/09/2004 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEW VERNON PRIVATE EQUITY LIMITED 17/09/2004 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NF NOMINEES LIMITED 17/03/2014 FS-3.2 NOMINEE COMPANY (APPROVAL)
NIC Multi-Employer Pension Scheme 16/10/2017 PPS-1.1 PENSION SCHEMES
NFB AM INTERNATIONAL 16/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NOMIBLUE LTD 16/05/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NEXUS OPPORTUNITY FUND II, LTD. 16/03/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
150 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.