Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 4 5 6 7 8 Next > Last >>
PIM Capital Ltd PCC 25/11/2020 SEC-4.4 REPORTING ISSUER
PIM CAPITAL SPECIALIST PCC 11/10/2017 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
PIM LIMITED 21/04/2008 SEC-4.4 REPORTING ISSUER
PINC FUND ADVISORS LLC 28/05/2007 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2015
PINE OAK GLOBAL FUND 24/11/2021 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
PINES NOMINEES LTD 21/06/2013 FS-3.2 NOMINEE COMPANY (APPROVAL)
PINNACLE GLOBAL OPPORTUNITIES FUND 05/09/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
PIONEER REINSURANCE BROKERS (MAURITIUS) LTD 17/04/2014 INS-2.3 INSURANCE BROKER
PITOT MARIE JOSEPH AMAURY 10/04/2023 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
PIVOT LIMITED 07/07/2008 FS-1.6 TREASURY MANAGEMENT
PIVOT LIMITED 07/07/2008 SEC-4.3 CIS ADMINISTRATOR (APPROVED UNDER SECTION 99 OF THE SECURITIES ACT 2005)
PLATFORM CAPITAL 23/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLATFORM3 LIMITED 28/09/2020 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
PLATINUM PORTFOLIOS GLOBAL 14/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLEION DFP 14/10/2016 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
PLEION FUND MANAGEMENT LTD 31/07/2006 SEC-4.2 CIS MANAGER
PLEION INVESTMENT ADVISER LTD 13/10/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLENTY CI FII I LIMITED 11/12/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PLENTY CI FUND I LIMITED 29/12/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PLENTY INVESTMENT ADVISORS LIMITED 30/03/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLENTY PRIVATE EQUITY FII I LIMITED 25/07/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PLENTY PRIVATE EQUITY FUND I LIMITED 25/07/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PLEXUS WEALTH INTERNATIONAL LTD 20/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLURIS FUND LIMITED 08/12/2016 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
PM FINANCIALS LTD 02/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
236 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.