Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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RECM GLOBAL LTD 26/07/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
REED CAPITAL LIMITED 26/03/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
RGI INVESTMENT LTD 14/05/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RGIA GLOBAL 03/06/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RISCURA SOLUTIONS (MAURITIUS) LTD 24/08/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RIVIERA SUN MAURITIUS 17/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROCKMAN CAPITAL 23/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 05/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROOTCORP RANGANATHA LIMITED 18/01/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
RUSSELLSTONE AGRI MANAGEMENT (MAURITIUS) LIMITED 05/01/2011 SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS Licence Lapsed on 01/07/2014
RMB WESTPORT PROPERTY PARTNERS LIMITED 29/07/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
ROCKMAN CAPITAL 23/11/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 17/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
RANGASAMI Shivraj Kevin 11/12/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
RAMSURRUN-SEETARAM REENA 10/04/2014 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RAMTOHUL SWETA 15/03/2012 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RIOUX MARIE NATHALIE ADLETTE 15/06/2022 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RAGHOONUNDUN KUMARI YASHEELHEE KALPANA PREEYA 26/03/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAJARAI BHAVNA 26/06/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMANAH RIDDHIMA 05/07/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMDHONY YUVNA 07/12/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMJEE KAMLESH 31/07/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMLAKAN RAVEEN SEWCHAND 25/10/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAWAT MUHAMMAD ALI HAIDER 30/11/2011 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
REMODKHAN DJAMIL 02/09/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
152 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.