Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
RHC INVESTMENTS 09/05/2016 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ROGERS CAPITAL TRUSTEES SERVICES LIMITED 09/11/2010 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
R S INSU AGENCY CO LTD 10/02/2023 INS-2.2A INSURANCE AGENT (COMPANY)
RAMSURRUN-SEETARAM REENA 10/04/2014 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RMB WESTPORT REAL ESTATE DEVELOPMENT FUND II LP 10/11/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 CI-2.1 CAPTIVE INSURANCE AGENT
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 INS-2.1 INSURANCE MANAGER
RANGASAMI Shivraj Kevin 11/12/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
RETIREMENT WEALTH FUND 12/06/2014 PPS-1.1 PENSION SCHEMES
RAMTOOLA MOHAMMAD YACOOB AYOOB HAJEE ALLYMAMODE 12/11/2008 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
RIDDER TRADER LTD 13/04/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RRIM INDIA OPPORTUNITIES FUND 13/11/2019 SEC-3.1A CIS (SINGLE FUND)
RYDBERG ROCHE INVESTMENT MANAGEMENT 13/11/2019 SEC-4.2 CIS MANAGER
RENYI CAPITAL LIMITED 13/12/2013 SEC-3.1A CIS (SINGLE FUND)
RGI INVESTMENT LTD 14/05/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROCKMILLS NOMINEES LTD 14/07/2014 FS-3.2 NOMINEE COMPANY (APPROVAL)
RAYA GLOBAL FUND 14/12/2020 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
RAMTOHUL SWETA 15/03/2012 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RIOUX MARIE NATHALIE ADLETTE 15/06/2022 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
ROCK OAK INVESTMENT ADVISORS 15/08/2005 SEC-4.2 CIS MANAGER
RUCHCHAN KIRAN KUMAR 15/09/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
RIGEL GLOBAL FUND 15/09/2021 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
REDWOOD FINANCE LIMITED 16/01/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RETURN STAR FUND PCC. 16/02/2006 SEC-3.1CV CIS (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
ROHAIS HOLDINGS LIMITED 16/03/2001 FS-3.2 NOMINEE COMPANY (APPROVAL)
156 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.