Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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WMC LTD 15/06/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WNS TRADE LIMIT 05/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
WOHLSTAND MARKETS LTD 22/04/2021 SEC-2.2 INVESTMENT DEALER (BROKER)
WONG HUNG KEY WONG FA YOUNG BERNARD 28/02/2024 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
WONG SUN WAI JEAN-NOEL CHOY YUEN 05/09/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
WONG YIN SONG JAMES RICHARD 08/04/2009 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
WONG YUN SHING TOMMY 20/02/2008 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
Worldcard Payment Services Ltd 18/07/2023 FS-2.9 PAYMENT INTERMEDIARY SERVICES
WS INSIGHT LIMITED 25/06/2014 FS-1.8 GLOBAL HEADQUARTERS ADMINISTRATION
WTG ASSET ADVISORY LTD 07/04/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WULAR INDIA FUND 04/09/2017 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WWB CAPITAL PARTNERS II, L.P. 17/10/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WALDEN-NIKKO INDIA MANAGEMENT CO. LTD. 26/03/1997 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
WEXFORD CATALYST INVESTORS (MAURITIUS) LTD. 20/03/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
WEXFORD SPECTRUM INVESTORS (MAURITIUS) LTD. 20/03/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
WINDFALL SERVICES LIMITED 10/01/2014 FS-2.9 PAYMENT INTERMEDIARY SERVICES Licence Lapsed on 01 July 2021 -
WARP CAPITAL MANAGEMENT LIMITED 22/01/2020 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2023 -
WORLDWIDE INSURANCE SERVICES MAURITIUS 13/07/2015 INS-2.3 INSURANCE BROKER Licence Lapsed on 01 July 2023 -
WESTCOURT DUET ASSET MANAGEMENT LIMITED 16/12/2010 FS-1.1 ASSET MANAGEMENT Licence Lapsed on 01/07/2014
WESTCOURT DUET ASSET MANAGEMENT LIMITED 16/12/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2014
WALLWOOD CLEARING SERVICES LTD 13/08/2010 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) Licence Lapsed on 01/07/2015
71 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.