Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 18 19 20 21 22
AXIS FIDUCIARY LTD 01/08/2008 FS-3.1A MANAGEMENT LICENCE
AXIS GLOBAL LTD 08/06/2007 FS-3.1A MANAGEMENT LICENCE
AXIS INDIA FUND LIMITED 28/01/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2017
AXYS CORPORATE ADVISORY LTD 07/10/2020 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
AXYS INVESTMENT PARTNERS LTD 14/11/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AXYS INVESTMENT PARTNERS LTD 14/11/2013 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
AXYS INVESTMENT PARTNERS LTD 14/11/2013 SEC-4.2 CIS MANAGER
AXYS STOCKBROKING LTD 17/12/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AZIONI NOMINEES LTD 07/01/1998 FS-3.2 NOMINEE COMPANY (APPROVAL)
AZUR FINANCIAL SERVICES LIMITED 30/09/2004 FS-1.6 TREASURY MANAGEMENT
535 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.