Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

Surrendered Licences

Search By Relevant Acts and Category
Search By Name

Relevant Acts

Category

Filter your search results

Activity

Name

Reporting Issuers - Registration Statement

Search by names starting with:
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
all

Name of Licensee	Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY)	Type of Licence	Annotations
<< First < Prev 20 21 22 23 24 Next > Last >>
AUREOS EAST AFRICA FUND, L. L. C.	26/06/2006	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2020 -
AUREOS OFFSHORE INDIA OPPORTUNITIES FUND (HOLDINGS) L.L.C.	17/09/2007	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2021 -
AUREOS OFFSHORE INDIA OPPORTUNITIES FUND, L.L.C.	25/07/2006	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA FUND (HOLDINGS) L.L.C.	17/09/2007	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA FUND, L.L.C.	15/06/2005	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA MANAGERS LTD	29/04/2004	SEC-4.2 CIS MANAGER
AUREOS SOUTHERN AFRICA FUND, L.L.C.	26/06/2003	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2020 -
AUREOS SOUTHERN AFRICA MANAGERS LTD	26/06/2003	SEC-4.2 CIS MANAGER	Licence Lapsed on 01 July 2020 -
AUREOS WEST AFRICA FUND, L. L .C.	26/06/2006	SEC-3.2A CLOSED-END FUND (SINGLE FUND)	Licence Lapsed on 01 July 2020 -
AURIS GESTION (MAURICE) LTEE	24/03/2021	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURISSE INTERNATIONAL LTD	07/06/2010	FS-3.1A MANAGEMENT LICENCE
AURORA INVESTMENT SOLUTIONS	07/04/2021	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURUM CAPITAL LTD	27/10/2020	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AUS GLOBAL MU LTD	20/04/2023	SEC-2.2 INVESTMENT DEALER (BROKER)
AUSTEN MORRIS ASSOCIATES INTERNATIONAL LIMITED	25/11/2019	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AUTAR VEEDOOR AWTAR	30/11/2021	INS-2.2B INSURANCE AGENT (INDIVIDUAL)
AUTO STYLE LTD	01/01/2008	INS-2.2A INSURANCE AGENT (COMPANY)
AUTO SURE AGENCIES LTD	24/01/2012	INS-2.2A INSURANCE AGENT (COMPANY)
AUTO TRADER COMPANY LTD	08/01/2008	INS-2.2A INSURANCE AGENT (COMPANY)	In process of termination
AUTOMATIC SYSTEMS LTD.	27/03/2008	SEC-4.4 REPORTING ISSUER
AUTUS CAPITAL MAURITIUS LTD	01/10/2015	SEC-4.2 CIS MANAGER
AV Fund Manager (Pty) Ltd	29/01/2016	SEC-4.2 CIS MANAGER
AV FUND MANAGER (PTY) LTD	19/01/2017	SEC-4.2 CIS MANAGER
AV MANAGEMENT LIMITED	07/04/2015	SEC-4.2 CIS MANAGER
AVANTGARDE LTEE	01/01/2008	INS-2.2A INSURANCE AGENT (COMPANY)

593 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.