Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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KOTAK INDIA ADVANTAGE FUND- III 18/06/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INDIA CONSUMPTION FUND LTD 19/11/2010 SEC-3.1A CIS (SINGLE FUND)
KOTAK INDIA PRIVATE EQUITY FUND 18/08/2008 SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND)
KOTAK INDIA PRIVATE EQUITY FUND III 06/10/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INDIA REALTY FUND 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INDIA VENTURE (OFFSHORE) FUND 01/06/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INFINITY FUND 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INVESTMENT OPPORTUNITIES FUND LIMITED 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INVESTMENT OPPORTUNITIES FUND LIMITED 16/06/2006 SEC-4.4 REPORTING ISSUER
Kotak Investment Opportunities Fund Limited 30/06/2009 SEC-4.4 REPORTING ISSUER
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.1A INVESTMENT DEALER (FULL SERVICE DEALER INCLUDING UNDERWRITING)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-4.2 CIS MANAGER
KOTAK WM INDIA FUND LIMITED 27/01/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KPMG ADVISORY SERVICES LTD 31/07/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KRESTON LTD 20/10/2000 FS-3.2 NOMINEE COMPANY (APPROVAL)
KRIS FUND MANAGEMENT (MAURITIUS) LIMITED 04/10/2007 SEC-4.2 CIS MANAGER
KRP FUND LP 26/07/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KRUGER INTERNATIONAL MAURITIUS 08/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KSK ASSET MANAGEMENT SERVICES PRIVATE LIMITED 19/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
KUBER INDIA FUND 23/06/2015 SEC-3.1A CIS (SINGLE FUND)
KUBERA CROSS-BORDER FUND (MAURITIUS) LIMITED 20/12/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KUKUZA PROJECT DEVELOPMENT COMPANY 12/05/2015 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KURAMO CAPITAL MAURITIUS LLC 18/03/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KUVAKA CAPITAL LIMITED 28/04/2010 SEC-3.1A CIS (SINGLE FUND)
102 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.