Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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KINGSMAN WEALTH FUND PCC 19/05/2020 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
K GLOBAL ADVANTAGE FUND 17/05/2013 SEC-3.1BV CIS (HAVING MORE THAN 1FUND)
K DEBT OPPORTUNITIES FUND LIMITED - I 08/02/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
K INDIA OPPORTUNITIES FUND LIMITED PCC 21/03/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
K-INDIA FIXED MATURITY PLAN - I 24/07/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KLAY FUNDS LIMITED 10/04/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK GLOBAL FUNDS 07/01/2008 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INDIA ADVANTAGE FUND- III 18/06/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INFINITY FUND 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INVESTMENT OPPORTUNITIES FUND LIMITED 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK WM INDIA FUND LIMITED 27/01/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KUVERA FUND LIMITED 03/06/2004 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
K FIXED INCOME OPPORTUNITIES FUND 27/08/2010 SEC-3.1A CIS (SINGLE FUND)
KOHAKU OPPORTUNITY FUND 19/01/2023 SEC-3.1A CIS (SINGLE FUND)
KOTAK INDIA CONSUMPTION FUND LTD 19/11/2010 SEC-3.1A CIS (SINGLE FUND)
KUVAKA CAPITAL LIMITED 28/04/2010 SEC-3.1A CIS (SINGLE FUND)
KATZ JEROME 12/01/2010 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
KOENIG Frédéric 31/10/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
KOOSHNA REENABYE 04/12/2019 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
KICK CORPORATE SERVICES LTD 06/10/2020 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KPMG ADVISORY SERVICES LTD 31/07/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KUKUZA PROJECT DEVELOPMENT COMPANY 12/05/2015 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KAIROS CAPITAL PARTNERS 19/05/2022 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KDT INVESTMENT ADVISORS LIMITED 14/05/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KEPPLER CAPITAL MARKET 20/02/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2014
101 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.