Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
1 2 3 4 5 Next > Last >>
KOENIG Frédéric 31/10/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
KPMG ADVISORY SERVICES LTD 31/07/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.1A INVESTMENT DEALER (FULL SERVICE DEALER INCLUDING UNDERWRITING)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-4.2 CIS MANAGER
KAIZEN ASSET MANAGEMENT LIMITED 30/11/2010 SEC-4.2 CIS MANAGER
KEDAARA CAPITAL III LIMITED 29/10/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KHEMRAZ SNEHA 29/04/2014 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
KUVAKA CAPITAL LIMITED 28/04/2010 SEC-3.1A CIS (SINGLE FUND)
KASADA GP LIMITED 27/11/2018 SEC-4.2 CIS MANAGER
K FIXED INCOME OPPORTUNITIES FUND 27/08/2010 SEC-3.1A CIS (SINGLE FUND)
KOTAK WM INDIA FUND LIMITED 27/01/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KRP FUND LP 26/07/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
KASB CAPITAL LIMITED 26/06/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) Licence Lapsed on 01 July 2018
KUVAKA CAPITAL MANAGERS LIMITED 26/04/2010 SEC-4.2 CIS MANAGER - GLOBAL BUSINESS
KRINS CO LTD 25/04/2022 INS-2.2A INSURANCE AGENT (COMPANY)
K-INDIA FIXED MATURITY PLAN - I 24/07/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KATHAPURMAL VISWANEE 23/08/2019 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
KIBO CAPITAL PARTNERS LIMITED 23/04/2007 SEC-4.2 CIS MANAGER
KNIGHTS & JOHNS MANAGEMENT LTD 22/07/1993 FS-3.1A MANAGEMENT LICENCE
KALACHAND SANJEEV KUMAR 22/04/2014 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
KASADA HOSPITALITY FUND LP 21/12/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
Kolfir Patricia 21/10/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
KAIA CAPITAL LTD 21/07/2022 SEC-4.2 CIS MANAGER
KAIA FUND I LP 21/07/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
101 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.