Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
LE BLANC ANDRE GUY JOSEPH 27/02/2008 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
Le Gall Jérôme Sébastien Marie 11/04/2017 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LE GAN LTEE 07/11/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
LE GUEN MARIE GILBERTE ELIZABETH 04/12/2019 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LE WAREHOUSE PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
LEAD CAPITAL GLOBAL LIMITED 02/03/2020 SEC-2.2 INVESTMENT DEALER (BROKER)
LEADNORTH LTD 19/04/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEAL AGENCY LTD 03/10/2017 INS-2.2A INSURANCE AGENT (COMPANY)
LEAPFROG EMERGING CONSUMER FUND III, LP 12/04/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG FINANCIAL INCLUSION FUND 10/12/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG FINANCIAL INCLUSION FUND II, LP 17/07/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG INVESTMENTS GROUP, LTD. 17/07/2013 SEC-4.2 CIS MANAGER
LEAPFROG INVESTMENTS LTD 10/12/2008 SEC-4.2 CIS MANAGER
LEGACY CAPITAL CO LTD 05/04/2018 FS-3.1A MANAGEMENT LICENCE
LEHEILLEIX MATHIEU 21/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEMAN DIVERSIFIED FUND 07/07/2010 SEC-3.1A CIS (SINGLE FUND)
LEMUEL CORPORATE & TRUST MANAGEMENT LTD 02/02/2012 FS-3.1A MANAGEMENT LICENCE
LEMUEL NOMINEES LTD 17/04/2012 FS-3.2 NOMINEE COMPANY (APPROVAL)
LEO CAPITAL 05/02/2018 SEC-4.2 CIS MANAGER
LEO CAPITAL FUND I 05/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEOPARD CAPITAL ADVISORS CO. LTD 23/11/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LES GAZ INDUSTRIELS LTD. 24/12/2008 SEC-4.4 REPORTING ISSUER
LES MOULINS DE LA CONCORDE LTEE 31/03/2008 SEC-4.4 REPORTING ISSUER
LEU SAN YIVE MEN 13/04/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
144 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.