Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 2 3 4 5 6 Next > Last >>
NIC GENERAL INSURANCE CO. LTD 24/07/2015 INS-1.2 GENERAL INSURANCE BUSINESS
NIC Multi-Employer Pension Scheme 16/10/2017 PPS-1.1 PENSION SCHEMES
NIFTY INVESTMENTS MANAGER LIMITED 28/11/2016 SEC-4.2 CIS MANAGER
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NIKKO ASSET MANAGEMENT (MAURITIUS) LTD 12/01/2006 SEC-3.1A CIS (SINGLE FUND)
NINE RIVERS CAPITAL MANAGEMENT LIMITED 29/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
NINETYEAST NOMINEES LIMITED 04/07/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NIPPON LIFE INDIA ASSET MANAGEMENT (MAURITIUS) LTD 28/12/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
NIPPON LIFE INDIA ASSET MANAGEMENT (MAURITIUS) LTD 28/12/2004 SEC-4.2 CIS MANAGER
NIRVAN AGENCIES LTD 11/04/2008 INS-2.2A INSURANCE AGENT (COMPANY)
NIT PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
NIT UNIT TRUST. 15/01/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NJ GLOBAL ASSET MANAGEMENT LIMITED 21/06/2013 SEC-4.2 CIS MANAGER
NJ GLOBAL OPPORTUNITIES FUND 28/06/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NJ GLOBAL OPPORTUNITIES FUND 28/06/2013 SEC-4.4 REPORTING ISSUER
NJ GLOBAL OPPORTUNITIES FUND 23/01/2015 SEC-4.4 REPORTING ISSUER
NJ GLOBALINVEST LIMITED 13/05/2011 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NM INDIA FUND 11/10/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOHAR SEERAJ 11/11/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
NOMIBLUE LTD 16/05/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NOMIDIRECT CORPORATE SERVICES 25/03/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NOMOU IRAQ FUND 21/01/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOMOU JORDAN FUND 20/01/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOMURA MAURITIUS LIMITED 09/10/2007 FS-1.1 ASSET MANAGEMENT Licence Lapsed on 01 July 2021 -
NOONARAM DIRISH KUMAR 10/08/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
136 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.