Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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NATIONAL INVESTMENT TRUST LTD 21/06/2010 SEC-4.2 CIS MANAGER
NJ GLOBAL ASSET MANAGEMENT LIMITED 21/06/2013 SEC-4.2 CIS MANAGER
NEXUS GLOBAL FINANCIAL SERVICES LIMITED 21/08/2015 FS-3.1A MANAGEMENT LICENCE
NEW FUTURES LTD 21/12/2018 SEC-4.4 REPORTING ISSUER
NOTZ STUCKI ORIGINS LIMITED 22/08/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2023 -
NEW ERA FUND LIMITED 22/11/2016 SEC-3.1A CIS (SINGLE FUND)
NJ GLOBAL OPPORTUNITIES FUND 23/01/2015 SEC-4.4 REPORTING ISSUER
NPE CHINA PARTNERS 23/02/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
NEXUS VENTURES ADVISORS PRIVATE LIMITED 23/05/2022 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NECKER FINANCE 23/12/2014 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
NECKER FINANCE 23/12/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEW YORK LIFE INVESTMENT MANAGEMENT INDIA FUND (FVCI) II LLC 24/02/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NYLIM-JB ASSET MANAGEMENT CO. (MAURITIUS) LLC 24/02/2005 SEC-4.2 CIS MANAGER
NS MANAGEMENT LTD 24/03/2008 FS-3.1A MANAGEMENT LICENCE
NIC GENERAL INSURANCE CO. LTD 24/07/2015 INS-1.2 GENERAL INSURANCE BUSINESS
NEXTGEN GLOBAL 24/09/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NOVASTAR INTERNATIONAL FUND 25/01/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
NEXUS VENTURES III, LTD. 25/01/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOMIDIRECT CORPORATE SERVICES 25/03/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NOVUS PROPERTIES LTD 25/03/2015 SEC-4.4 REPORTING ISSUER
NEXUS VENTURES VII SPONSORS LIMITED 26/01/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NUVAMA INVESTMENT ADVISORS LLC 26/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NWT (MAURITIUS) LIMITED 26/09/1995 FS-3.1A MANAGEMENT LICENCE
150 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.