Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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PEAK XV PARTNERS GROWTH FUND III LTD 15/05/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS GROWTH FUND IV LTD. 28/02/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS I LLC 28/07/2000 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
PEAK XV PARTNERS III LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS IV LTD 24/03/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS MANAGEMENT III LTD 19/03/2012 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS MANAGEMENT IV LTD 24/03/2014 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS MANAGEMENT V LTD 17/11/2015 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS MANAGEMENT VI LTD 12/06/2018 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS MANAGEMENT VIII LTD 02/03/2022 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS OPERATIONS LLC 26/02/2019 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
PEAK XV PARTNERS PRINCIPALS FUND III LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS FUND IV LTD 06/12/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS FUND V LTD 03/09/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS FUND VI LTD 13/11/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS FUND VIII LTD 10/02/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS GROWTH FUND III LTD 12/08/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS GROWTH FUND IV LTD 15/02/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS SEED FUND I LTD 07/08/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS PRINCIPALS SEED FUND II LTD 16/04/2021 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS SEA FUND I LTD 10/02/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS SEA MANAGEMENT I LTD 10/02/2022 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS SEA PRINCIPALS FUND I LTD 10/02/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS SEED FUND I LTD 10/04/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS SEED FUND II LTD 23/02/2021 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
248 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.