Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
PEERUN MUHAMMAD ZAKI 03/04/2019 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
PEMBANI REMGRO INFRASTRUCTURE MAURITIUS FUND I LP 21/04/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PENLIFE ADVISORY SERVICES LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
PEPPERSTONE FINANCIAL MARKETS LIMITED 28/06/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PERENNIAL INVESTMENT MANAGERS LTD 09/07/2010 SEC-4.2 CIS MANAGER
Perigeum Capital Ltd 21/02/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
PERIGORD CAPITAL MANAGEMENT 05/06/2017 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
PERISCOPE INVESTMENT MANAGERS 11/11/2019 SEC-4.2 CIS MANAGER
PERMAL-CABON LTD 10/08/2011 INS-2.2A INSURANCE AGENT (COMPANY)
PEROVIC GHISLAINE 15/01/2004 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PERPETUA ASSET MANAGEMENT LIMITED 26/12/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2019 -
PERRY CHONG FAT (PCF LTD) 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
PERSONAL CAPITAL MANAGEMENT LTD. 24/02/2015 INS-2.3 INSURANCE BROKER
Personal Financial Services Ltd 29/11/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
PETER PESIC & CO. SECURITIES, INC 21/06/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
PFF 2 PARALLEL LLC 26/01/2021 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PFM (ASIA) LIMITED 29/04/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFM (ASIA) LIMITED 29/04/2013 SEC-4.2 CIS MANAGER
PFM ASIA PATRIMOINE LIMITED 24/06/2015 SEC-3.1A CIS (SINGLE FUND)
PFPS INTERNATIONAL 18/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
Phanjoo Roselyn 21/10/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
PHARMA CAPITAL PARTNERS (MAURITIUS) FUND 1 LIMITED PARTNERSHIP 02/06/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2019 -
PHARMA CAPITAL PARTNERS MANAGEMENT (MAURITIUS) LTD 15/07/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
PHARMACIE NOUVELLE LTD 17/02/2009 SEC-4.4 REPORTING ISSUER
PHATISA FOOD FUND 2 LLC 25/08/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
192 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.