Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

Filter your search results


 

Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
PRIME ASH CAPITAL LIMITED 12/08/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRIME CAPITAL MARKETS (PCM) LTD 14/03/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRODIGY TRADING LTD 02/05/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PU PRIME LTD 19/01/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PAXTON TRADE LIMITED 31/10/2019 SEC-2.2 INVESTMENT DEALER (BROKER)
PRIMEQUOTES MARKETS 04/04/2024 SEC-2.2 INVESTMENT DEALER (BROKER)
PETER PESIC & CO. SECURITIES, INC 21/06/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
PARASOL CAPITAL 24/09/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PATRONUS WEALTH PRIVÉ (MAURITIUS) LIMITED 16/03/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PEAQ ADVISORS LTD 29/01/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PERPETUA ASSET MANAGEMENT LIMITED 26/12/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2019 -
PESA CAPITAL ADVISORS 13/01/2022 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFM (ASIA) LIMITED 29/04/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFPS INTERNATIONAL 18/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PHILLIPS HARTMAN GROUP (MAURITIUS) 30/04/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2021 -
PIM CAPITAL FUND SERVICES 16/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLATFORM CAPITAL 23/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLATINUM PORTFOLIOS GLOBAL 14/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLEION INVESTMENT ADVISER LTD 13/10/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLENTY INVESTMENT ADVISORS LIMITED 30/03/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PLEXUS WEALTH INTERNATIONAL LTD 20/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PMW ASSET MANAGEMENT LTD 18/12/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PORT LOUIS FINANCE 04/11/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PORTFOLIO ANALYTICS INTERNATIONAL 11/04/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PRANS ASSET MANAGEMENT LTD 07/09/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
236 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.