Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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REPUBLIC CUMULATIVE RETURN SERIES LIMITED 03/08/2004 SEC-3.1A CIS (SINGLE FUND)
REPUBLIC CUMULATIVE RETURN SERIES LTD - SGD 01/06/2006 SEC-3.1A CIS (SINGLE FUND)
REPUBLIC EMERGING ASIA INVESTMENT SERIES LTD 31/10/2008 SEC-3.1A CIS (SINGLE FUND)
REPUBLIC RESOURCES SERIES LTD (RRSL) 24/10/2007 SEC-3.1A CIS (SINGLE FUND)
RESONANCE OPPORTUNITIES FUND 25/05/2011 SEC-3.1A CIS (SINGLE FUND)
RISING INDIA FOCUS FUND LIMITED 07/01/2011 SEC-3.1A CIS (SINGLE FUND)
RRIM INDIA OPPORTUNITIES FUND 13/11/2019 SEC-3.1A CIS (SINGLE FUND)
RUCHCHAN KIRAN KUMAR 15/09/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
Ramtohul Imrith 28/09/2015 SEC-2.7B REPRESENTATIVE OF INVESTMENT ADVISER (RESTRICTED)
RAGHOONUNDUN KUMARI YASHEELHEE KALPANA PREEYA 26/03/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAJARAI BHAVNA 26/06/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMANAH RIDDHIMA 05/07/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMDHONY YUVNA 07/12/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMJEE KAMLESH 31/07/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMLAKAN RAVEEN SEWCHAND 25/10/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAWAT MUHAMMAD ALI HAIDER 30/11/2011 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
Rawooteea Sanjaiye 19/07/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
REMODKHAN DJAMIL 02/09/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
RAMSURRUN-SEETARAM REENA 10/04/2014 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RAMTOHUL SWETA 15/03/2012 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RIOUX MARIE NATHALIE ADLETTE 15/06/2022 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RANGASAMI Shivraj Kevin 11/12/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
ROCKMAN CAPITAL 23/11/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 17/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
RMB WESTPORT PROPERTY PARTNERS LIMITED 29/07/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
156 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.