Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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RHT FUND MANAGEMENT LTD 16/04/2010 SEC-4.2 CIS MANAGER
ROHAIS HOLDINGS LIMITED 16/03/2001 FS-3.2 NOMINEE COMPANY (APPROVAL)
RETURN STAR FUND PCC. 16/02/2006 SEC-3.1CV CIS (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
REDWOOD FINANCE LIMITED 16/01/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RIGEL GLOBAL FUND 15/09/2021 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
RUCHCHAN KIRAN KUMAR 15/09/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROCK OAK INVESTMENT ADVISORS 15/08/2005 SEC-4.2 CIS MANAGER
RIOUX MARIE NATHALIE ADLETTE 15/06/2022 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RAMTOHUL SWETA 15/03/2012 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
RAYA GLOBAL FUND 14/12/2020 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
ROCKMILLS NOMINEES LTD 14/07/2014 FS-3.2 NOMINEE COMPANY (APPROVAL)
RGI INVESTMENT LTD 14/05/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RENYI CAPITAL LIMITED 13/12/2013 SEC-3.1A CIS (SINGLE FUND)
RRIM INDIA OPPORTUNITIES FUND 13/11/2019 SEC-3.1A CIS (SINGLE FUND)
RYDBERG ROCHE INVESTMENT MANAGEMENT 13/11/2019 SEC-4.2 CIS MANAGER
RAMTOOLA MOHAMMAD YACOOB AYOOB HAJEE ALLYMAMODE 12/11/2008 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
RBS CAPITAL MARKETS LTD 12/01/2023 FS-6.1 INVESTMENT BANKING
RANGASAMI Shivraj Kevin 11/12/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 CI-2.1 CAPTIVE INSURANCE AGENT
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 INS-2.1 INSURANCE MANAGER
RMB WESTPORT REAL ESTATE DEVELOPMENT FUND II LP 10/11/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
RAMSURRUN-SEETARAM REENA 10/04/2014 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
ROGERS CAPITAL TRUSTEES SERVICES LIMITED 09/11/2010 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
RHC INVESTMENTS 09/05/2016 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RUMMUN KISHORLAL 09/03/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
148 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.