Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

Filter your search results


 

Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
< Prev 1 2
UMEX ASSET MANAGEMENT 11/10/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
UTI SPECTRUM FUND 11/08/2008 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
United Investments Limited 09/03/2009 SEC-4.4 REPORTING ISSUER
UFF-NAIC AGRICULTURE MANAGEMENT COMPANY (MAURITIUS) LIMITED 08/06/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
UNION FLACQ LTD 07/07/2008 SEC-4.4 REPORTING ISSUER
ULTIMA MARKETS LTD 06/04/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
URBAN INFRASTRUCTURE REAL ESTATE FUND 06/02/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
UTI INVESTMENT MANAGEMENT COMPANY (MAURITIUS) LIMITED. 05/12/2006 SEC-4.2 CIS MANAGER
UTILIS TRUSTEES LTD 04/12/2012 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
URIJAH LIMITED 04/01/2024 SEC-4.2 CIS MANAGER
UNITED DOCKS SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
UNITED DOCKS SUPERANNUATION FUND 01/11/2012 PPS-2.1 GOVERNING BODY TO ADMINISTER PRIVATE PENSION SCHEME
UNITED MUTUAL SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
ULTICAP INVESTMENTS 01/08/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
UMANEE NEERAJ 01/08/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
U COVER LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
UTIM BIBI NOORENA 01/01/2008 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
42 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.