Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

Filter your search results


 

Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
XANARA FUND VCC 07/02/2024 VCC-1.1 VCC fund
XEN CAPITAL LIMITED 27/03/2019 SEC-4.2 CIS MANAGER
XSML CAPITAL LTD 23/12/2015 SEC-4.2 CIS MANAGER
XSML PARTNERS HOLDING LTD 31/07/2020 SEC-4.2 CIS MANAGER
XTERRA CAPITAL ADVISORS LTD 23/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
XANDER JV FUND I, LLC 13/03/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XANDER MASTER FUND II, LLC 27/10/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND III, LLC 22/07/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND IV, LLC 30/08/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND, LLC 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XPONENTIA OPPORTUNITIES FEEDER FUND 1 LIMITED 17/10/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XTERRA PROPERTY DEVELOPMENT FUND I 06/01/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
XANDER INVESTMENT MANAGEMENT LIMITED 12/09/2005 SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS
XANARA INVESTMENT MANAGEMENT 08/07/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
XANDER INVESTMENT MANAGEMENT LIMITED 12/09/2005 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XETA DIRECT 11/05/2010 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER) Licence Lapsed on 01 July 2019 -
X-TRADE FINANCIALS LTD 20/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XDELTA MU LTD 20/11/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XEONE PRIME 13/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XTREAM MARKETS LTD 08/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
X-PRESS COVER LTD 02/04/2014 INS-2.2A INSURANCE AGENT (COMPANY)
23 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.