Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
YEELEN CAPITAL 25/08/2016 SEC-4.2 CIS MANAGER
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 20/06/2016 SEC-4.4 REPORTING ISSUER
YA GROUP LTD 10/06/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
Yeung Chin Shing Christiane 08/09/2016 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
YEELEN FINANCIAL FUND L.P. 06/12/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
YIT NIUC Fabiola Belinda Ludmilla 05/07/2021 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
YORK FRASER HOLDINGS LTD 03/11/2005 FS-3.2 NOMINEE COMPANY (APPROVAL)
YAP SAN MIN MICHAËL KELVYN 03/09/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 02/02/2016 SEC-3.1A CIS (SINGLE FUND)
YADAV ABHIMANYU 01/09/2015 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YRM FUND LIMITED 01/04/2020 SEC-3.1A CIS (SINGLE FUND)
YOWAYS CO. LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
12 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.