Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 177 178 179 180 181 Next > Last >>
XANDER JV FUND I, LLC 13/03/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XANDER MASTER FUND III, LLC 22/07/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND IV, LLC 30/08/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND, LLC 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XDELTA MU LTD 20/11/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XEN CAPITAL LIMITED 27/03/2019 SEC-4.2 CIS MANAGER
XEONE PRIME 13/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XETA DIRECT 11/05/2010 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER) Licence Lapsed on 01 July 2019 -
XLIBRE 30/08/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XM INTERNATIONAL MU LIMITED 24/04/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XSML CAPITAL LTD 23/12/2015 SEC-4.2 CIS MANAGER
XSML PARTNERS HOLDING LTD 31/07/2020 SEC-4.2 CIS MANAGER
XTERRA CAPITAL ADVISORS LTD 23/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
XTERRA PROPERTY DEVELOPMENT FUND I 06/01/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
XTREAM MARKETS LTD 08/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 20/06/2016 SEC-4.4 REPORTING ISSUER
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 02/02/2016 SEC-3.1A CIS (SINGLE FUND)
YA GROUP LTD 10/06/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
YADAV ABHIMANYU 01/09/2015 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YAP SAN MIN MICHAËL KELVYN 03/09/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YCHPRO SECURITIES CO LTD 14/05/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
YEELEN CAPITAL 25/08/2016 SEC-4.2 CIS MANAGER
YEELEN FINANCIAL FUND L.P. 06/12/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
4507 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.