Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

Filter your search results


 

Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 3 4 5 6 7 Next > Last >>
SBM MAHARAJA FUND 30/11/2015 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
RAWAT MUHAMMAD ALI HAIDER 30/11/2011 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
INDIA OPPORTUNITIES GROWTH FUND LTD - PINEWOOD STRATEGY 30/11/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KAIZEN ASSET MANAGEMENT LIMITED 30/11/2010 SEC-4.2 CIS MANAGER
SEVENSTAR BROKERS 30/11/2010 SEC-2.10 INVESTMENT DEALER (EQUITY SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.8 INVESTMENT DEALER (COMMODITY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
ELARA CAPITAL (MAURITIUS) LTD 30/11/2009 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ELARA CAPITAL (MAURITIUS) LTD 30/11/2009 SEC-4.2 CIS MANAGER
UTI INTERNATIONAL WEALTH CREATOR 4 30/11/2009 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
MONTEROSA ASSET MANAGEMENT LTD 30/11/2005 SEC-2.2 INVESTMENT DEALER (BROKER)
MONTEROSA ASSET MANAGEMENT LTD 30/11/2005 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
MONTECASSINI CORPORATE LIMITED 30/11/2004 FS-3.2 NOMINEE COMPANY (APPROVAL)
CKLB INTERNATIONAL MANAGEMENT LTD 30/11/1998 FS-3.1A MANAGEMENT LICENCE
QUOTEXX LTD 30/10/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ALLSERV MANAGEMENT LTD 30/10/2023 FS-3.1A MANAGEMENT LICENCE
DOORGACHUN ATMA 30/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
LUTCHANAH LINGAYA 30/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
INFINITY HOLDINGS 30/10/2018 SEC-3.1A CIS (SINGLE FUND)
INFINITY INVESTMENT MANAGEMENT 30/10/2018 SEC-4.2 CIS MANAGER
SHORECAP III, LP 30/10/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LKMB MANAGEMENT 30/10/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RMB WESTPORT FUND MANAGEMENT LIMITED 30/10/2015 SEC-4.2 CIS MANAGER
VENCARA FUND GP LLC 30/10/2015 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2017
MAMCO (MAURITIUS ASSET MANAGEMENT COMPANY) LTD 30/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
4356 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.