Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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AIQ CAPITAL MANAGEMENT LIMITED 22/08/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
ASIAN OPPORTUNITY FUND MANAGEMENT LIMITED 07/08/2006 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
CIM SHARI'AH COMPLIANT PLATFORM 06/06/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01/07/2015
COMMONWEALTH INVESTMENT MANAGERS LTD 07/09/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
EG SHARES BASIC MATERIALS MAURITIUS 10/05/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
EG SHARES FINANCIALS MAURITIUS 10/05/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
EG SHARES HEALTH CARE MAURITIUS 10/05/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
EG SHARES TELECOM MAURITIUS 10/05/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
EG SHARES UTILITIES MAURITIUS 10/05/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
FBS HOLDINGS INC. 19/02/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2015
NAVIGARE MANAGEMENT LIMITED 30/10/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
RAMPART ASSET MANAGEMENT PCC 22/06/2010 SEC-3.1CV CIS (PROTECTED CELL COMPANY) Licence Lapsed on 01/07/2015
SOMERSET EMERGING OPPORTUNITIES FUND 10/11/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01/07/2015
TRINITY ASSET MANAGEMENT INTERNATIONAL LIMITED 19/03/2004 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2015
WALLWOOD CLEARING SERVICES LTD 13/08/2010 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) Licence Lapsed on 01/07/2015
ART INSURANCE MANAGEMENT LIMITED 13/12/2011 INS-2.1 INSURANCE MANAGER Licence Lapsed on 01/07/2015
EG SHARES COMPOSITE MAURITIUS 16/06/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2015
FALCON ASSET MANAGEMENT 23/12/2009 SEC-4.2 CIS MANAGER - GLOBAL BUSINESS Licence Lapsed on 1-Jul-14
ALLOCK JAYA 16/06/2009 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1 Licence Suspended & Ordered to cease Trading in Securities as from 08 May 2015
Bramer Asset Management Ltd 13/04/2010 SEC-4.2 CIS MANAGER Licence Suspended on 08 April 2015
Bramer Asset Management Ltd 11/10/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS Licence Suspended on 08 April 2015
Bramer Asset Management Ltd 13/01/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Suspended on 08.04.2015
Creative Capital Co. Ltd 21/06/2007 FS-2.4 FACTORING Licence Suspended on 08-May-2015
AGOOJI 20/05/2011 SEC-4.2 CIS MANAGER Reinstated 02/09/2015
FTG HOLDINGS LTD 19/01/2012 SEC-4.4 REPORTING ISSUER Reinstated on 22 June 2017
4053 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.