TRIKONA ADVISERS MAURITIUS LIMITED |
06/10/2006 |
SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS |
Licence Lapsed on 01/07/2015 |
TRIKONA ADVISERS MAURITIUS LIMITED |
06/10/2006 |
SEC-4.2 CIS MANAGER - GLOBAL BUSINESS |
Licence Lapsed on 01/07/2015 |
ADAM AGRO FUND |
23/04/2012 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
ADAM AGRO LTD |
19/04/2012 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01/07/2015
|
AIQ CAPITAL HOSPITABILITY & REAL ESTATE FUND, L.P. |
05/09/2012 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
AIQ CAPITAL MANAGEMENT LIMITED |
22/08/2012 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01/07/2015
|
ASIAN OPPORTUNITY FUND MANAGEMENT LIMITED |
07/08/2006 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01/07/2015
|
CIM SHARI'AH COMPLIANT PLATFORM |
06/06/2011 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
COMMONWEALTH INVESTMENT MANAGERS LTD |
07/09/2012 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01/07/2015
|
EG SHARES BASIC MATERIALS MAURITIUS |
10/05/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
EG SHARES FINANCIALS MAURITIUS |
10/05/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
EG SHARES HEALTH CARE MAURITIUS |
10/05/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
EG SHARES TELECOM MAURITIUS |
10/05/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
EG SHARES UTILITIES MAURITIUS |
10/05/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
FBS HOLDINGS INC. |
19/02/2008 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01/07/2015
|
NAVIGARE MANAGEMENT LIMITED |
30/10/2012 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01/07/2015
|
RAMPART ASSET MANAGEMENT PCC |
22/06/2010 |
SEC-3.1CV CIS (PROTECTED CELL COMPANY) |
Licence Lapsed on 01/07/2015
|
SOMERSET EMERGING OPPORTUNITIES FUND |
10/11/2006 |
SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) |
Licence Lapsed on 01/07/2015
|
TRINITY ASSET MANAGEMENT INTERNATIONAL LIMITED |
19/03/2004 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01/07/2015
|
WALLWOOD CLEARING SERVICES LTD |
13/08/2010 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
Licence Lapsed on 01/07/2015
|
ART INSURANCE MANAGEMENT LIMITED |
13/12/2011 |
INS-2.1 INSURANCE MANAGER |
Licence Lapsed on 01/07/2015
|
EG SHARES COMPOSITE MAURITIUS |
16/06/2011 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01/07/2015
|
FALCON ASSET MANAGEMENT |
23/12/2009 |
SEC-4.2 CIS MANAGER - GLOBAL BUSINESS |
Licence Lapsed on 1-Jul-14
|
ALLOCK JAYA |
16/06/2009 |
SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1 |
Licence Suspended & Ordered to cease Trading in Securities as from 08 May 2015 |
Bramer Asset Management Ltd |
11/10/2004 |
FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS |
Licence Suspended on 08 April 2015 |