Other NBFIs Licence

The FSC ascertains inter alia that applicants have in place the necessary compliance functions including appropriate internal control measures, continuous internal audit and monitoring system, and adequate resources in terms of qualified personnel and equipment. Applicants are required to comply with the Code of Corporate Governance to prevent conflict of interest, financial crimes and money laundering.

 

If you wish to conduct business in these activities, please consult the relevant application kit.

FS-1.1 Assets Management

 

FS-1.2 Distribution of Financial Products

 

FS-1.3 Pension Scheme Administrators

 

FS-1.5 Registrar and Transfer Agent

 

FS-1.6 Treasury Management

 

FS-1.7 Custodian Services (non-CIS)

 

FS-1.8 Global Headquarters Administration

 

FS-1.9 Global Treasury Activities

 

FS-1.10 Global Legal Advisory Services

 

FS-1.11 Funeral Scheme Management

FS-2.3 Credit Finance

 

S-2.4 Factoring

 

FS-2.5 Leasing

 

FS-2.7 Actuarial Services

 

FS-2.8 Credit Rating Agencies/Rating Agencies

 

FS-2.9 Payment Intermediary Services

 

FS-2.10 Representative Office (for financial services provided by a person in a foreign jurisdiction)

 

FS-2.11 Other Financial Business Activity

FS-6.1 Investment Banking Licence

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