Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 3 4 5 6 7 Next > Last >>
MIM ADVISORS LLC 30/11/2016 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
TAKOOR KEERUN 30/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SBM MAHARAJA FUND 30/11/2015 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
RAWAT MUHAMMAD ALI HAIDER 30/11/2011 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
INDIA OPPORTUNITIES GROWTH FUND LTD - PINEWOOD STRATEGY 30/11/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KAIZEN ASSET MANAGEMENT LIMITED 30/11/2010 SEC-4.2 CIS MANAGER
RSJ II POWERFUNDS PCC 30/11/2010 SEC-3.1CV CIS (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2023 -
SEVENSTAR BROKERS 30/11/2010 SEC-2.10 INVESTMENT DEALER (EQUITY SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.8 INVESTMENT DEALER (COMMODITY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
ELARA CAPITAL (MAURITIUS) LTD 30/11/2009 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ELARA CAPITAL (MAURITIUS) LTD 30/11/2009 SEC-4.2 CIS MANAGER
INDIA INFRASTRUCTURE DEVELOPMENT ISLAMIC FUND LIMITED 30/11/2009 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
UTI INTERNATIONAL WEALTH CREATOR 3 30/11/2009 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
UTI INTERNATIONAL WEALTH CREATOR 4 30/11/2009 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
ASCENT INDIA LIMITED 30/11/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
MONTEROSA ASSET MANAGEMENT LTD 30/11/2005 SEC-2.2 INVESTMENT DEALER (BROKER)
MONTEROSA ASSET MANAGEMENT LTD 30/11/2005 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
MONTECASSINI CORPORATE LIMITED 30/11/2004 FS-3.2 NOMINEE COMPANY (APPROVAL)
CKLB INTERNATIONAL MANAGEMENT LTD 30/11/1998 FS-3.1A MANAGEMENT LICENCE
ALLSERV MANAGEMENT LTD 30/10/2023 FS-3.1A MANAGEMENT LICENCE
DOORGACHUN ATMA 30/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
LUTCHANAH LINGAYA 30/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
INFINITY HOLDINGS 30/10/2018 SEC-3.1A CIS (SINGLE FUND)
INFINITY INVESTMENT MANAGEMENT 30/10/2018 SEC-4.2 CIS MANAGER
4394 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.