Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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AFRINEX Limited 09/11/2018 SEC-1.3 SECURITIES TRADING SYSTEMS
A.N ALLNEW INVESTMENTS MA LTD 15/06/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ABALONE PRIVATE WEALTH LTD 16/01/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ACCESS DIRECT MARKETS LTD 22/09/2015 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ACCUINDEX LIMITED 25/09/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ACG INTERNATIONAL LIMITED 05/12/2018 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AERON LIMITED 22/03/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AETOS MARKETS (M) LTD 29/11/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AETRAM TRADES 19/07/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AIPRIME 15/02/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AKSHA MARKETS LTD 29/12/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AKSYS GLOBAL MARKETS LTD 06/12/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ALFA CAPITAL LTD 10/01/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ALPHATICK LTD 19/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ALTAÏ GLOBAL LTD 25/01/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AMEGA GLOBAL LTD 27/07/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AMICORP CAPITAL (MAURITIUS) LIMITED 06/04/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AMQ MU LTD 08/03/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ANDROMEDA MARKETS LTD 24/07/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ARCTIC CAPITAL BROKER LIMITED 31/10/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AT GLOBAL MARKETS INTL LTD 23/07/2018 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AURUM CAPITAL LTD 27/10/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AX CAPITAL LIMITED 31/12/2013 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AXYS STOCKBROKING LTD 17/12/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ADAMAS CAPITAL 17/06/2020 SEC-2.2 INVESTMENT DEALER (BROKER)
594 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.