Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
1 2 3 4 5 Next > Last >>
AGOOJI 20/05/2011 SEC-4.2 CIS MANAGER Reinstated 02/09/2015
ALLOCK JAYA 16/06/2009 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1 Licence Suspended & Ordered to cease Trading in Securities as from 08 May 2015
ART INSURANCE MANAGEMENT LIMITED 13/12/2011 INS-2.1 INSURANCE MANAGER Licence Lapsed on 01/07/2015
ADAM AGRO FUND 23/04/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01/07/2015
ADAM AGRO LTD 19/04/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
AIQ CAPITAL HOSPITABILITY & REAL ESTATE FUND, L.P. 05/09/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01/07/2015
AIQ CAPITAL MANAGEMENT LIMITED 22/08/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
ASIAN OPPORTUNITY FUND MANAGEMENT LIMITED 07/08/2006 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
ASIA GROWTH CAPITAL ADVISORS (MAURITIUS) LTD 22/06/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01/07/2014
ALTERNATIVE INVESTMENTS AFRICA LIMITED 16/04/2013 SEC-4.2 CIS MANAGER Licence lapsed on 01/07/2014
AMCAP INTERNATIONAL LIMITED 28/07/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2011
AARNA INVESTMENT FUND PCC 19/08/2021 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2023 -
AFRICA FORTUNE INVESTMENT MANAGEMENT 26/08/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2023 -
AFRICA TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY FUND I, LLC 05/06/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
AMP CAPITAL ASIAN GIANTS INFRASTRUCTURE FUND 27/03/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
ANA BALAT LIMITED 18/04/2017 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2023 -
APOLLO INDIA PARTNERS MANAGEMENT II LIMITED 19/11/2019 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2023 -
ASSET CAPITAL GROWTH FUND LTD 03/11/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
ATRIA AFRICA TRADE FINANCE FUND 25/02/2014 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
ACM AUSSIE LTD 06/03/2012 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
ACM EUROPEAN LTD 06/03/2012 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
ACM EUROPEAN LTD 06/03/2012 SEC-4.4 REPORTING ISSUER Licence Lapsed on 01 July 2021 -
ACM GLOBAL BOND FUND LIMITED 29/11/2012 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
ACM GLOBAL EQUITY FUND LIMITED 29/11/2012 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
AFRASIA PARTNERS FUND LTD 05/12/2014 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
594 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.