Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

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Licensee Name	Date of Licence/Approval/Authorisation/Registration	Type of License	Annotations
<< First < Prev 5 6 7 8 9 Next > Last >>
CSL CAPITAL AFRICAN HIGH YIELD STRATEGIES	17/09/2020	SEC-3.1A CIS (SINGLE FUND)	Licence Lapsed on 01 July 2023 -
CHASE GLOBAL LIMITED	13/08/2012	SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT)	Licence Lapsed on 01 July 2017
CALOU JOSEPH	11/04/2017	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHANDLER ASSET PROTECTION LTD	23/09/2016	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHARLETTE ANNE-GAELLE	22/10/2019	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHEERKOOTOWA BANDINI	10/02/2021	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHEEROO ISHRAT JABEEN	03/09/2021	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHOWREE DESIREE NICOLE MARIE DANIELLE	16/10/2017	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
COOMBES ALEXANDER GEORGE STEPHEN RICHARD	09/10/2020	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
COSGROVE David Dawson	05/07/2010	SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
CHUMMUN PIRHANSSINGH ASHVEEN	24/09/2008	SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
COMARASAWMY POUBARLEN	20/03/2014	SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2	Representative of Anglo-Mauritius Stockbrokers Limited
CHEUNG ANDRE PAUL	01/10/2015	SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
COMARASAWMY POUBARLEN	10/07/2018	SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
CINQTUARY INTERNATIONAL ADVISORY SERVICES LIMITED	09/02/2010	SEC-2.5A INVESTMENT ADVISER (RESTRICTED) - GLOBAL BUSINESS
CAPITAL ASSOCIATES GLOBAL	05/11/2020	SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CAPRICORN FINANCE	28/05/2014	SEC-2.5 INVESTMENT ADVISER (RESTRICTED)	Licence Lapsed on 01 July 2019 -
CARLYLE MAURITIUS INVESTMENT ADVISORS, LTD	23/01/2009	SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CIELO (MAURITIUS)	11/08/2015	SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CUSTOMER FIRST INC	18/01/2019	SEC-2.5 INVESTMENT ADVISER (RESTRICTED)	Licence Lapsed on 01 July 2021 -
CORNERSTONE ADVISORS	13/11/2006	SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS	Licence Lapsed on 01/07/2014
CANVEST CAPITAL MANAGEMENT	24/10/2017	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CAPITAL ASSET MANAGEMENT LTD	06/10/2009	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARDINAL GLOBAL INVESTMENT SOLUTIONS	08/11/2023	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARRICK CATALYST	09/02/2015	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)

306 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.