Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 9 10 11 12 13 Next > Last >>
CARE RATINGS (AFRICA) PRIVATE LIMITED 07/05/2015 FS-2.8 CREDIT RATING AGENCIES/RATING AGENCIES
CARDINALSTONE CAPITAL GP LIMITED 26/11/2018 SEC-4.2 CIS MANAGER
CARDINALSTONE CAPITAL ADVISERS GROWTH FUND L.P. 26/11/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CARDINAL GLOBAL INVESTMENT SOLUTIONS 08/11/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARAVELLE INVESTMENTS 12/09/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPVENT MANAGEMENT LIMITED 09/10/2007 SEC-4.2 CIS MANAGER
CAPVENT INDIA PRIVATE EQUITY FUND LTD 09/10/2007 SEC-3.1A CIS (SINGLE FUND)
CAPVENT ASIA CONSUMER FUND LTD 19/10/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CAPSTOCK LTD 03/05/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CAPRICORN FINANCE 28/05/2014 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
CAPRI AFRICA INVESTORS, LP 11/05/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
CAPITALXTEND (MAURITIUS) LLC 15/06/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPITAL STREET INTERMARKETS LTD 24/02/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
Capital Markets Brokers Ltd 02/09/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPITAL HORIZONS LTD 15/01/2013 FS-3.1A MANAGEMENT LICENCE
CAPITAL COM ONLINE MARKETS TRADING LTD 14/03/2022 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CAPITAL ASSOCIATES GLOBAL 05/11/2020 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CAPITAL ASSET MANAGEMENT LTD 06/10/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
Capital Asset Management Ltd 03/03/2009 SEC-4.2 CIS MANAGER
CAPITAL ASSET FUND 08/06/2015 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
CAPITAL ALLIANCE PRIVATE EQUITY IV LIMITED 23/09/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CAPITAL ALLIANCE PRIVATE EQUITY III LIMITED 01/04/2009 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CAPITAL ALLIANCE PRIVATE EQUITY II, LIMITED 27/03/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CAPINOVA EMERGING INDIA MASTER FUND LTD. 25/01/2011 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01/07/2013
Capfin Africa Ltd 07/12/2017 CI-1.1 PURE CAPTIVE INSURANCE BUSINESS
306 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.