Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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HEIF FEEDER FUND 25/02/2016 SEC-3.1A CIS (SINGLE FUND)
HELION INVESTMENT MANAGEMENT, LLC 15/05/2006 SEC-4.2 CIS MANAGER
HELION VENTURE PARTNERS II, LLC 29/01/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS III, LLC 03/01/2012 SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND)
HELION VENTURE PARTNERS INDIA III, LLC 03/01/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS INDIA, LLC 15/05/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS, LLC 15/05/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELM SERVICES LTD 13/12/2023 FS-3.1A MANAGEMENT LICENCE
HELVETIC CAPITAL MANAGEMENT LTD 24/01/2007 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HENNESSY INVESTMENT TRUST 09/07/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HENRY STEPHANE RENE FRANCOIS 13/10/2008 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
HERITAGE FIDUCIARY SERVICES LTD 07/07/2020 FS-3.1A MANAGEMENT LICENCE
HERMES GLOBAL FUND 21/03/2017 SEC-3.1A CIS (SINGLE FUND)
HERMES INDIA GROWTH FUND 13/03/2018 SEC-3.1A CIS (SINGLE FUND)
HERMITAGE ASSET MANAGEMENT 01/12/2015 SEC-4.2 CIS MANAGER
HEWITT LY PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
HF MARKETS LTD 20/04/2010 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
HFIOF FEEDER FUND 25/02/2016 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HIDDEN CHAMPIONS FUND 12/02/2015 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HIGH CAPITAL MARKETS LTD 25/10/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
HIGH STREET GLOBAL - MAURITIUS LTD 30/03/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HIGHNESS INVESTMENT LLC 23/08/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
HILL FORT CAPITAL PARTNERS LIMITED 16/01/2019 SEC-4.2 CIS MANAGER
HILL FORT FEEDER FUND T LP 13/02/2019 SEC-3.1A CIS (SINGLE FUND)
HILL FORT FEEDER FUND TE LIMITED 13/02/2019 SEC-3.1A CIS (SINGLE FUND)
105 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.