Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
LOK CAPITAL IV LLC 20/04/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LMA GLOBAL MARKETS LTD. 11/01/2018 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
LOCUS INDIA HYBRID FUND LIMITED 08/06/2007 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
LTR FOCUS FUND 18/07/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
LAKEDALE FUND 25/11/2013 SEC-3.1A CIS (SINGLE FUND)
LANGFORD PRIVATE WEALTH FUND 18/06/2020 SEC-3.1A CIS (SINGLE FUND)
LEATHERBACK ORIENTAL FUND 04/05/2022 SEC-3.1A CIS (SINGLE FUND)
LEMAN DIVERSIFIED FUND 07/07/2010 SEC-3.1A CIS (SINGLE FUND)
LINDEN INDIA LTD 22/04/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2015
LONG TERM INDIA FUND 08/03/2011 SEC-3.1A CIS (SINGLE FUND)
LOTUS GLOBAL INVESTMENTS LTD 26/07/1999 SEC-3.1A CIS (SINGLE FUND)
LTS INVESTMENT FUND LTD 13/05/2011 SEC-3.1A CIS (SINGLE FUND)
LEUNG SHING ANTHONY GEORGE 25/07/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LI FOOK DONALD 17/08/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LINCOLN PAUL GERALD 29/06/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LAGESSE MICHEL RENAUD 25/08/2009 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LAI MIN SUIE LAN VANESSA 10/12/2013 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LALLIA LOUIS 14/11/2013 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LATOUR JEAN NOEL PATRICE JUDEX 24/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LE GUEN MARIE GILBERTE ELIZABETH 04/12/2019 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEHEILLEIX MATHIEU 21/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LI CHIP SANG-BEGUINOT LI SIV LAN PATRICIA VIRGINIE 21/09/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LI TAT SIONG DIANA WENDY MEENIOUK 08/09/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LOUMEAU DAVID PATRICK MARC 20/07/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
145 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.