Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

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Licensee Name	Date of Licence/Approval/Authorisation/Registration	Type of License	Annotations
<< First < Prev 2 3 4 5 6 Next > Last >>
LO SEEN CHONG TOMMY	02/09/2008	SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
Lineage Investment Services Ltd	29/10/2018	SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LODESTONE INVESTMENT ADVISORS (MAURITIUS) PRIVATE LIMITED	12/09/2017	SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
L CAPITAL ASIA 2 GP	23/07/2013	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
L CATTERTON ASIA ADVISORS	02/04/2009	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LA BOURDONNAIS FINANCE LTD	27/11/2019	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LAC LEMAN INVESTMENT MANAGEMENT LTD	09/04/2013	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LCF SECURITIES LTD	24/10/2016	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEADNORTH LTD	19/04/2021	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEOPARD CAPITAL ADVISORS CO. LTD	23/11/2015	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LIMA CAPITAL LLC	18/09/2018	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LIMEVEST PARTNERS LTD	09/10/2020	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LKMB MANAGEMENT	30/10/2015	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LMG EMERGE LTD	22/10/2013	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)	Licence Lapsed on 01 July 2016
LONGWINGS GLOBAL CONSULTANTS	27/11/2020	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LS ADVISORS LTD	29/04/2011	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LS WEALTH MANAGEMENT	24/04/2018	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LCF SECURITIES INTERNATIONAL LTD	28/08/2015	SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
LMAX BROKER MAURITIUS LIMITED	29/07/2020	SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
LEAD CAPITAL GLOBAL LIMITED	02/03/2020	SEC-2.2 INVESTMENT DEALER (BROKER)
LCF SECURITIES LTD	23/04/2012	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LE MORNE CAPITAL LTD	20/10/2021	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LIMEHOUSE INVESTMENTS (MU) LTD	18/07/2022	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LIMIT MARKETS LIMITED	17/12/2020	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LINCOLN CLASSIC LTD	08/11/2023	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)

145 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.