Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 2 3 4 5 6 Next > Last >>
LI CHIP SANG-BEGUINOT LI SIV LAN PATRICIA VIRGINIE 21/09/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEVEL SEVEN NOMINEES LTD 08/01/1998 FS-3.2 NOMINEE COMPANY (APPROVAL)
LEUNG SHING ANTHONY GEORGE 25/07/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
LEU SAN YIVE MEN 13/04/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
LES MOULINS DE LA CONCORDE LTEE 31/03/2008 SEC-4.4 REPORTING ISSUER
LEOPARD CAPITAL ADVISORS CO. LTD 23/11/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEO CAPITAL FUND I 05/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEO CAPITAL 05/02/2018 SEC-4.2 CIS MANAGER
LEMUEL NOMINEES LTD 17/04/2012 FS-3.2 NOMINEE COMPANY (APPROVAL)
LEMUEL CORPORATE & TRUST MANAGEMENT LTD 02/02/2012 FS-3.1A MANAGEMENT LICENCE
LEMAN DIVERSIFIED FUND 07/07/2010 SEC-3.1A CIS (SINGLE FUND)
LEHEILLEIX MATHIEU 21/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEGACY CAPITAL CO LTD 05/04/2018 FS-3.1A MANAGEMENT LICENCE
LEATHERBACK ORIENTAL FUND 04/05/2022 SEC-3.1A CIS (SINGLE FUND)
LEAPFROG INVESTMENTS LTD 10/12/2008 SEC-4.2 CIS MANAGER
LEAPFROG INVESTMENTS GROUP, LTD. 17/07/2013 SEC-4.2 CIS MANAGER
LEAPFROG FINANCIAL INCLUSION FUND II, LP 17/07/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG EMERGING CONSUMER FUND IV, LP 15/04/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG EMERGING CONSUMER FUND III, LP 12/04/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAL AGENCY LTD 03/10/2017 INS-2.2A INSURANCE AGENT (COMPANY)
LEADNORTH LTD 19/04/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEAD CAPITAL GLOBAL LIMITED 02/03/2020 SEC-2.2 INVESTMENT DEALER (BROKER)
LE WAREHOUSE PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
LE MORNE CAPITAL LTD 20/10/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
145 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.