Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
NECKER FINANCE 23/12/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
New Africa Capital Ltd 02/10/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NFB AM INTERNATIONAL 16/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NINE RIVERS CAPITAL MANAGEMENT LIMITED 29/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
NOTZ STUCKI ORIGINS LIMITED 22/08/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2023 -
NOVA PATRIMOINE LTD 08/06/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NOVA WEALTH PARTNERS LIMITED 09/08/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NRISI VENTURE ADVISOR LLC 13/03/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NUVAMA INVESTMENT ADVISORS LLC 26/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NAUTICO WEALTH LTD 30/06/2021 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NEXUS INDIA ADVISORY SERVICES 18/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NEXUS VENTURES ADVISORS PRIVATE LIMITED 23/05/2022 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NORWEST VENTURE PARTNERS ADVISORY - MAURITIUS 08/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NPE CHINA PARTNERS 23/02/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
NPE INDIA PARTNERS 11/06/2009 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2018
NSR MAURITIUS ADVISORS, LLC 12/09/2008 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
New Africa Advisors Ltd 18/07/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
Narayanam Dona 26/09/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
NG YUEN YAN MICHELINE 10/01/2013 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
NOONARAM DIRISH KUMAR 10/08/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
N-E-FG GLOBAL FLEXIBLE FUND LIMITED 27/11/2019 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NALANDA INDIA FUND LIMITED 27/04/2007 SEC-3.1A CIS (SINGLE FUND)
NEW ERA FUND LIMITED 22/11/2016 SEC-3.1A CIS (SINGLE FUND)
NEW HORIZON OPPORTUNITIES FUND 13/05/2013 SEC-3.1A CIS (SINGLE FUND)
153 record(s) found.


Disclaimer

The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.