Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
1 2 3 4 5 Next > Last >>
NOVASTAR INVESTMENTS 31/08/2017 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
NWT TRUSTEES LTD 31/07/2009 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
NEEMA INSURANCE MANAGING AGENCY 30/12/2015 INS-2.1 INSURANCE MANAGER
NAVIGARE MANAGEMENT LIMITED 30/10/2012 SEC-4.2 CIS MANAGER Licence Lapsed on 01/07/2015
NAUTICO WEALTH LTD 30/06/2021 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NEW YORK LIFE INVESTMENT MANAGEMENT INDIA FUND II, LLC 30/06/1998 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NWT (Mauritius) Limited 30/05/2014 SEC-4.3 CIS ADMINISTRATOR (APPROVED UNDER SECTION 99 OF THE SECURITIES ACT 2005)
NEXUS VENTURES MANAGEMENT III, LTD. 30/01/2012 SEC-4.2 CIS MANAGER
NINE RIVERS CAPITAL MANAGEMENT LIMITED 29/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
NEOMA AFRICA FUND, L.L.C. 28/12/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NEW INDIA INVESTMENT COMPANY (MAURITIUS) LIMITED 28/12/2004 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2019 -
NIPPON LIFE INDIA ASSET MANAGEMENT (MAURITIUS) LTD 28/12/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
NIPPON LIFE INDIA ASSET MANAGEMENT (MAURITIUS) LTD 28/12/2004 SEC-4.2 CIS MANAGER
NIFTY INVESTMENTS MANAGER LIMITED 28/11/2016 SEC-4.2 CIS MANAGER
NEOMA AFRICA FUND III (M), L.P. 28/11/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NJ GLOBAL OPPORTUNITIES FUND 28/06/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NJ GLOBAL OPPORTUNITIES FUND 28/06/2013 SEC-4.4 REPORTING ISSUER
NOVARE AFRICA FUND PCC 28/06/2011 SEC-4.4 REPORTING ISSUER
N-E-FG GLOBAL FLEXIBLE FUND LIMITED 27/11/2019 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NUVAMA INDIA OPPORTUNITIES FUND 27/07/2009 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NewFunds Collective Investment Scheme 27/05/2015 SEC-4.4 REPORTING ISSUER
NALANDA INDIA FUND LIMITED 27/04/2007 SEC-3.1A CIS (SINGLE FUND)
NEW VERNON ASSET MANAGEMENT LIMITED 27/03/2007 SEC-4.2 CIS MANAGER
NOROCOS OPPORTUNITIES FUND PCC 26/12/2022 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
Narayanam Dona 26/09/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
150 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.