Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NUVAMA INVESTMENT ADVISORS LLC 26/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NOVUS PROPERTIES LTD 25/03/2015 SEC-4.4 REPORTING ISSUER
NOMIDIRECT CORPORATE SERVICES 25/03/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
NEXUS VENTURES III, LTD. 25/01/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOVASTAR INTERNATIONAL FUND 25/01/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
NEXTGEN GLOBAL 24/09/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NIC GENERAL INSURANCE CO. LTD 24/07/2015 INS-1.2 GENERAL INSURANCE BUSINESS
NS MANAGEMENT LTD 24/03/2008 FS-3.1A MANAGEMENT LICENCE
NEW YORK LIFE INVESTMENT MANAGEMENT INDIA FUND (FVCI) II LLC 24/02/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NYLIM-JB ASSET MANAGEMENT CO. (MAURITIUS) LLC 24/02/2005 SEC-4.2 CIS MANAGER
NECKER GESTION PRIVEE 23/12/2014 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
NECKER GESTION PRIVEE 23/12/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEXUS VENTURES ADVISORS PRIVATE LIMITED 23/05/2022 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NPE CHINA PARTNERS 23/02/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
NJ GLOBAL OPPORTUNITIES FUND 23/01/2015 SEC-4.4 REPORTING ISSUER
NEW ERA FUND LIMITED 22/11/2016 SEC-3.1A CIS (SINGLE FUND)
NOTZ STUCKI ORIGINS LIMITED 22/08/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEW FUTURES LTD 21/12/2018 SEC-4.4 REPORTING ISSUER
NEXUS GLOBAL FINANCIAL SERVICES LIMITED 21/08/2015 FS-3.1A MANAGEMENT LICENCE
NJ GLOBAL ASSET MANAGEMENT LIMITED 21/06/2013 SEC-4.2 CIS MANAGER
NATIONAL INVESTMENT TRUST LTD 21/06/2010 SEC-4.2 CIS MANAGER
NOVASTAR VENTURES EAST AFRICA FUND I LP 21/03/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NOMOU IRAQ FUND 21/01/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
142 record(s) found.


Disclaimer

The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.