Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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PRIVATE KAPITAL PARTNERS ASSET MANAGEMENT (MAURITIUS) LIMITED 24/02/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2018
PROVIDENTIA ASSET MANAGERS LTD 20/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PSA ASSET MANAGERS LTD 14/09/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2021 -
PULSAR PARTNERS 18/05/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PETER PESIC & CO. SECURITIES, INC 21/06/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
PAXTON TRADE LIMITED 31/10/2019 SEC-2.2 INVESTMENT DEALER (BROKER)
PRIMEQUOTES MARKETS 04/04/2024 SEC-2.2 INVESTMENT DEALER (BROKER)
PATRONUS WEALTH PRIVÉ (MAURITIUS) LIMITED 16/03/2017 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PCM BROKERS 20/02/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PEPPERSTONE FINANCIAL MARKETS LIMITED 28/06/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PHAROS MARKETS LTD 31/05/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PM FINANCIALS LTD 02/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
POINT TRADER GROUP (MAURITIUS) LIMITED 21/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRIME ASH CAPITAL LIMITED 12/08/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRIME CAPITAL MARKETS (PCM) LTD 14/03/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRODIGY TRADING LTD 02/05/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PU PRIME LTD 19/01/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PREEMINENCE CAPITAL 29/08/2022 SEC-2.1A INVESTMENT DEALER (FULL SERVICE DEALER INCLUDING UNDERWRITING)
PTM Staff Pension Fund 01/11/2012 PPS-1.1 PENSION SCHEMES
PALAOS LTD 17/04/2009 INS-2.3 INSURANCE BROKER
PIONEER REINSURANCE BROKERS (MAURITIUS) LTD 17/04/2014 INS-2.3 INSURANCE BROKER
PRECISION RE 08/12/2015 INS-2.3 INSURANCE BROKER Licence Lapsed on 01 July 2018
PREMIUM BROKERS LTD 02/12/2014 INS-2.3 INSURANCE BROKER
PRICEGARD MANAGEMENT LIMITED 01/01/2008 INS-2.3 INSURANCE BROKER
PROTECTION PLUS LTD 27/12/2022 INS-2.3 INSURANCE BROKER
236 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.