Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 4 5 6 7 8 Next > Last >>
PFPS INTERNATIONAL 18/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PEAK XV PARTNERS VENTURE PRINCIPALS FUND VII LTD 18/08/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PROJECT EQUITY COMPANY III (MAURITIUS) LIMITED 18/09/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PMW ASSET MANAGEMENT LTD 18/12/2013 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
PMW ASSET MANAGEMENT LTD 18/12/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PU PRIME LTD 19/01/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PEAK XV PARTNERS GF PRINCIPALS FUND I LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS GROWTH FUND I LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS III LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAK XV PARTNERS MANAGEMENT III LTD 19/03/2012 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS PRINCIPALS FUND III LTD 19/03/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PRIME EBONY FUND LTD 19/03/2012 SEC-3.1A CIS (SINGLE FUND)
PRIME EBONY FUND LTD 19/05/2015 SEC-4.4 REPORTING ISSUER
PIANY MARIE CLEMENT JEAN LAURENT 19/05/2022 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
PCM BROKERS 20/02/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PRAXIS MUTUAL MANAGEMENT LTD 20/07/2011 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
PRO-COVERAGE LTD FORMERLY KNOWN CAPITAL POLICY LIMITED 20/07/2012 INS-2.2A INSURANCE AGENT (COMPANY)
PLEXUS WEALTH INTERNATIONAL LTD 20/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PROVIDENTIA ASSET MANAGERS LTD 20/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PROVIDENTIA ASSET MANAGERS LTD 20/10/2014 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
POOROOSOOTUM BACHA 20/12/2004 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
Perigeum Capital Ltd 21/02/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
PIM LIMITED 21/04/2008 SEC-4.4 REPORTING ISSUER
PEMBANI REMGRO INFRASTRUCTURE MAURITIUS FUND I LP 21/04/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PETER PESIC & CO. SECURITIES, INC 21/06/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
236 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.