Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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PEERALLY ALLYBAY 27/02/2008 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PRIVILEDGE COVER AGENCY LTD 27/08/2013 INS-2.2A INSURANCE AGENT (COMPANY)
PCPP (MAURITIUS) LTD 27/12/2017 SEC-4.2 CIS MANAGER
PROTECTION PLUS LTD 27/12/2022 INS-2.3 INSURANCE BROKER
PURBHOO MAHENDUR 28/02/2014 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PEAK XV PARTNERS GF MANAGEMENT IV LTD 28/02/2022 SEC-4.2 CIS MANAGER
PEAK XV PARTNERS GROWTH FUND IV LTD. 28/02/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PINC FUND ADVISORS LLC 28/05/2007 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2015
PEPPERSTONE FINANCIAL MARKETS LIMITED 28/06/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PEAK XV PARTNERS I LLC 28/07/2000 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
PLATFORM3 LIMITED 28/09/2020 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
POINTU LINDSAY 28/10/2009 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PIM CAPITAL LTD PCC 28/10/2014 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
PIM CAPITAL LTD PCC 28/10/2014 SEC-4.4 REPORTING ISSUER
PRAGNYA SOUTH CITY OPPORTUNITY FUND 28/12/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEAQ ADVISORS LTD 29/01/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFM (ASIA) LIMITED 29/04/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFM (ASIA) LIMITED 29/04/2013 SEC-4.2 CIS MANAGER
PRIMARY REAL ESTATE INVESTMENTS 29/08/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PREEMINENCE CAPITAL 29/08/2022 SEC-2.1A INVESTMENT DEALER (FULL SERVICE DEALER INCLUDING UNDERWRITING)
Personal Financial Services Ltd 29/11/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
PLENTY CI FUND I LIMITED 29/12/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PROVIDENTIA FUND MANAGERS LTD 29/12/2014 SEC-4.2 CIS MANAGER
PLENTY INVESTMENT ADVISORS LIMITED 30/03/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PHILLIPS HARTMAN GROUP (MAURITIUS) 30/04/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2021 -
236 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.