Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
<< First < Prev 2 3 4 5 6 Next > Last >>
PEAQ ADVISORS LTD 29/01/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PEEPUL CAPITAL FUND II LLC 13/02/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEEPUL CAPITAL FUND III LLC 14/09/2010 SEC-3.1A CIS (SINGLE FUND)
PEEPUL CAPITAL FUND IV, LLC 31/01/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
PEEPUL CAPITAL LLC 13/02/2006 SEC-4.2 CIS MANAGER
PEERALLY ALLYBAY 27/02/2008 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PEERBACCUS BIBI NYAMUTH 21/10/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
PEERBUX FAKR-UD DEEN ALI 01/12/2015 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PEMBANI REMGRO INFRASTRUCTURE MAURITIUS FUND I LP 21/04/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PEPPERSTONE FINANCIAL MARKETS LIMITED 28/06/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
PERENNIAL INVESTMENT MANAGERS LTD 09/07/2010 SEC-4.2 CIS MANAGER
Perigeum Capital Ltd 21/02/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
PERIGORD CAPITAL MANAGEMENT 05/06/2017 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2021 -
PERISCOPE INVESTMENT MANAGERS 11/11/2019 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2023 -
PERMAL-CABON LTD 10/08/2011 INS-2.2A INSURANCE AGENT (COMPANY)
PEROVIC GHISLAINE 15/01/2004 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
PERPETUA ASSET MANAGEMENT LIMITED 26/12/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2019 -
PERRY CHONG FAT (PCF LTD) 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
Personal Financial Services Ltd 29/11/2004 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
PESA CAPITAL ADVISORS 13/01/2022 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PETER PESIC & CO. SECURITIES, INC 21/06/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
PFF 2 PARALLEL LLC 26/01/2021 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
PFM (ASIA) LIMITED 29/04/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
PFM (ASIA) LIMITED 29/04/2013 SEC-4.2 CIS MANAGER
PFM ASIA PATRIMOINE LIMITED 24/06/2015 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
236 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.