Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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RMDTRADER 29/08/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RND (MAURITIUS) 07/06/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROCK OAK INVESTMENT ADVISORS 15/08/2005 SEC-4.2 CIS MANAGER
ROCKCASTLE GLOBAL REAL ESTATE COMPANY LIMITED 04/04/2012 SEC-4.4 REPORTING ISSUER
ROCKMAN CAPITAL 23/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROCKMAN CAPITAL 23/11/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROCKMILLS FINANCIALS LTD 26/07/2010 FS-3.1A MANAGEMENT LICENCE
ROCKMILLS NOMINEES LTD 14/07/2014 FS-3.2 NOMINEE COMPANY (APPROVAL)
Rogers and Co. Ltd 19/12/2008 SEC-4.4 REPORTING ISSUER
ROGERS AVIATION (MAURITIUS) LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 CI-2.1 CAPTIVE INSURANCE AGENT
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 INS-2.1 INSURANCE MANAGER
ROGERS CAPITAL CORPORATE SERVICES LIMITED 04/03/1993 FS-3.1A MANAGEMENT LICENCE
ROGERS CAPITAL CREDIT LTD 06/12/2022 INS-2.2A INSURANCE AGENT (COMPANY)
ROGERS CAPITAL CREDIT LTD 07/10/2022 FS-2.3 CREDIT FINANCE
ROGERS CAPITAL FINANCE LTD 21/12/2020 FS-2.4 FACTORING
ROGERS CAPITAL FINANCE LTD 06/11/2017 INS-2.2A INSURANCE AGENT (COMPANY)
ROGERS CAPITAL FINANCE LTD 18/09/2017 FS-2.3 CREDIT FINANCE
ROGERS CAPITAL FINANCE LTD 18/09/2017 FS-2.5 LEASING
ROGERS CAPITAL FUND SERVICES LTD 29/02/2012 FS-3.1A MANAGEMENT LICENCE
ROGERS CAPITAL INVESTMENT ADVISORS LTD 05/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 17/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROGERS CAPITAL NOMINEE 1 LTD 21/10/1997 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROGERS CAPITAL NOMINEE 2 LTD 21/10/1997 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROGERS CAPITAL NOMINEE LTD 18/10/2013 FS-3.2 NOMINEE COMPANY (APPROVAL)
148 record(s) found.


Disclaimer

The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.