Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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SPARROW INVESTMENT MANAGERS LTD 09/10/2008 SEC-4.2 CIS MANAGER
SPARROW GLOBAL FUND PCC 26/09/2011 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
SPARROW ASIA DIVERSIFIED OPPORTUNITIES FUND 08/10/2008 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
SP FUND-2019 22/03/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOVEREIGN TRUSTEE SERVICES (MAURITIUS) LIMITED 06/04/2021 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY) Target Market: South Africa, Dubai, Switzerland, Hong Kong and Singapore
SOVEREIGN TRUST (MAURITIUS) LIMITED 18/12/2000 FS-3.1A MANAGEMENT LICENCE
SOVEREIGN OVERSEAS FUND LIMITED 05/05/2017 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
SOUTHERN ROCK CAPITAL LIMITED 19/12/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SOUTH SUEZ CAPITAL LIMITED 17/11/2009 SEC-4.2 CIS MANAGER
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 FS-1.1 ASSET MANAGEMENT Licence Lapsed on 01 July 2020 -
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
SOROMA GHANA FUNDS PCC 17/11/2009 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
SOREX HOLDING SERVICES LTD 13/10/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
SOONATHAN ABDOOL SALEEM 20/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOOKUN HENNA 24/09/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOOKUN DINDOYAL 07/09/2015 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOOKIA SHAMIN AHMAD 21/02/2017 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
SOOBRAYDOO MARIE PRIMEROSE RUBY 11/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SOOBRATY LAILAH BIBI 11/12/2012 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOOBARAH Mithileshsingh 23/01/2020 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SONG INVESTMENT MANAGEMENT COMPANY 15/12/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SOMERSET INDUS HEALTHCARE FUND III 12/07/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOMERSET INDUS HEALTHCARE FUND II 12/06/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOMERSET INDUS HEALTHCARE FUND I LIMITED 10/09/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOMERSET INDUS CAPITAL PARTNERS LLC 20/10/2011 SEC-4.2 CIS MANAGER
419 record(s) found.


Disclaimer

The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.