Register of Licensees - Search by Name

Register of Licensees - Search by Name

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

List of Surrendered Licences

Licensee Name Date of Licence/Approval/Authorisation/Registration Type of License Annotations
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SILVER CLOUD ADVISORY INC. 29/04/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2019 -
SOROMA GHANA FUNDS PCC 17/11/2009 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
SUN GLOBAL CREDIT INVESTMENTS FUND 25/03/2015 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
SAS CAPITAL LTD 02/05/2016 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS Licence Lapsed on 01 July 2018
SHANTA FUND MANAGEMENT LIMITED 15/06/2011 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2017
SPRING HEALTHCARE MANAGEMENT COMPANY PRIVATE LTD 13/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2017
SWISS-MAURITIUS ASSET MANAGEMENT SA 13/10/2011 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2017
SAMSARA MANAGEMENT (MAURITIUS) 04/10/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.10 INVESTMENT DEALER (EQUITY SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.8 INVESTMENT DEALER (COMMODITY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
SIGNATURE AFRICA HOUSING FUND 07/10/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2016
SINTHOS CAPITAL HOLDING LIMITED 22/10/2007 SEC-2.5A INVESTMENT ADVISER (RESTRICTED) - GLOBAL BUSINESS Licence Lapsed on 01 July 2016
SALT CAPITAL ADVISORS LIMITED 29/03/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
SPIERE ADVISORY LTD 15/06/2010 SEC-4.2 CIS MANAGER - GLOBAL BUSINESS Licence Lapsed on 01 July 2015
STERLING FUND MANAGEMENT MAURITIUS LTD 13/04/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
SAFE CHOICE AGENCY LTD 11/06/2009 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
SAVIJA LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
SKYWAYS TRAVEL & TOURS LTD 25/04/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
SOBHEE VEENOD 01/01/2008 INS-2.2B INSURANCE AGENT (INDIVIDUAL) In process of termination
SWAN INSURANCE COMPANY LIMITED 21/02/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
SWESH CO. LTD. 15/03/2011 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
STRATEGIA WEALTH MANAGERS LTD 16/01/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Company converted from GB to Domestic effective as from 11.10.2022 (as per Certificate of Incorporation on Change of Name)
SBI FUNDS MANAGEMENT (INTERNATIONAL) PRIVATE LIMITED 19/01/2006 SEC-4.2 CIS MANAGER
SBI RESURGENT INDIA OPPORTUNITIES FUND 19/01/2006 SEC-3.1A CIS (SINGLE FUND)
419 record(s) found.


Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.