Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 148 149 150 151 152 Next > Last >>
SOLON CAPITAL PARTNERS LIMITED 15/07/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SOLON CAPITAL PARTNERS LIMITED 15/07/2014 SEC-4.2 CIS MANAGER
SOLSTICE INTERNATIONAL LTD 31/07/2018 FS-6.1 INVESTMENT BANKING
SOMERSET ADVISERS AND MANAGERS LTD 12/01/2006 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2021 -
SOMERSET EMERGING OPPORTUNITIES FUND 10/11/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01/07/2015
SOMERSET INDUS CAPITAL PARTNERS II, LLC 12/06/2017 SEC-4.2 CIS MANAGER
SOMERSET INDUS CAPITAL PARTNERS III, LLC 12/07/2023 SEC-4.2 CIS MANAGER
SOMERSET INDUS CAPITAL PARTNERS LLC 20/10/2011 SEC-4.2 CIS MANAGER
SOMERSET INDUS HEALTHCARE FUND I LIMITED 10/09/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOMERSET INDUS HEALTHCARE FUND II 12/06/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SOMERSET INDUS HEALTHCARE FUND III 12/07/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SONG INVESTMENT MANAGEMENT COMPANY 15/12/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SOOBARAH Mithileshsingh 23/01/2020 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SOOBRATY LAILAH BIBI 11/12/2012 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOOBRAYDOO MARIE PRIMEROSE RUBY 11/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SOOKIA SHAMIN AHMAD 21/02/2017 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
SOOKUN DINDOYAL 07/09/2015 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOOKUN HENNA 24/09/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOONATHAN ABDOOL SALEEM 20/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOREX HOLDING SERVICES LTD 13/10/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
SOROMA GHANA FUNDS PCC 17/11/2009 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 FS-1.1 ASSET MANAGEMENT Licence Lapsed on 01 July 2020 -
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
SOUTH SUEZ CAPITAL LIMITED 17/11/2009 SEC-4.2 CIS MANAGER
SOUTHERN ROCK CAPITAL LIMITED 19/12/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
4394 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.