Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
1 2 3 Next > Last >>
W.B.F AGENCY LTD 29/11/2016 INS-2.2A INSURANCE AGENT (COMPANY)
WAGRAM CAPITAL LTD 23/09/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WAHED SECURITIES LTD. 18/11/2016 SEC-2.2 INVESTMENT DEALER (BROKER)
WALDEN-NIKKO INDIA MANAGEMENT CO. LTD. 26/03/1997 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
WALLWOOD CLEARING SERVICES LTD 13/08/2010 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) Licence Lapsed on 01/07/2015
WALTON STREET MAURITIUS MANAGERS I 20/08/2008 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
WARDEN BAKER (MAURITIUS) LTD 13/02/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WARDEN BAKER (MAURITIUS) LTD 13/02/2008 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
WARP CAPITAL MANAGEMENT LIMITED 22/01/2020 SEC-4.2 CIS MANAGER
WARWYCK PHOENIX PCC 23/11/2016 SEC-4.4 REPORTING ISSUER
WARWYCK PHOENIX PCC 27/08/2014 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
WARWYCK PHOENIX PCC 27/08/2014 SEC-4.4 REPORTING ISSUER
WARWYCK PHOENIX SECURITIES LTD 28/01/2015 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
WARWYCK PRIVATE BANK LTD 08/12/2014 SEC-4.1 CUSTODIAN
WARWYCK PRIVATE BANK LTD 08/12/2014 FS-1.7 CUSTODIAN SERVICES (NON CIS)
WARWYCK PRIVATE BANK LTD 06/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WATER FRONT GLOBAL FUND 30/01/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WATERBRIDGE VENTURES - I (MAURITIUS) 21/11/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WATERBRIDGE VENTURES - II (MAURITIUS) 12/06/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WATERFORD NOMINEES LTD 29/11/2016 FS-3.2 NOMINEE COMPANY (APPROVAL)
WCC II CONSULTANCY LIMITED 07/07/2015 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
WEALTH INTERNATIONAL FINANCIAL PLANNING (MAURITIUS) LIMITED 04/07/2018 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
WELLINGTON CAPITAL ADVISORY 23/01/2020 SEC-4.2 CIS MANAGER
WEST AFRICA EMERGING MARKETS GROWTH FUND 03/05/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WEST AFRICA VENTURE FUND LLC 30/06/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
64 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.