Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 159 160 161 162 163 Next > Last >>
UFF-NAIC AGRICULTURE MANAGEMENT COMPANY (MAURITIUS) LIMITED 08/06/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
UIL MULTI-EMPLOYER PENSION FUND 12/01/2017 PPS-1.1 PENSION SCHEMES
Ulcoq Maurice Jean Marc 27/02/2008 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
ULTICAP INVESTMENTS 01/08/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
UMANEE NEERAJ 01/08/2012 SEC-2.6A REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 1
UMEX ASSET MANAGEMENT 11/10/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
UNICORN GLOBAL HEDGE FUND 27/06/2018 FS-4.1 GLOBAL BUSINESS CORPORATION
UNICORN GLOBAL HEDGE FUND 27/06/2018 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
UNIFI INDIA FUND LTD 27/03/2007 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
UNIFI INVESTMENT MANAGEMENT LTD 16/03/2007 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
UNION FLACQ LTD 07/07/2008 SEC-4.4 REPORTING ISSUER
UNITARY INDIA GP LIMITED 29/01/2020 FS-4.1 GLOBAL BUSINESS CORPORATION
UNITARY INDIA GP LIMITED 29/01/2020 SEC-4.2 CIS MANAGER
UNITED BUS SERVICE LTD 22/05/2009 SEC-4.4 REPORTING ISSUER
UNITED COVER LTD 24/02/2016 INS-2.2A INSURANCE AGENT (COMPANY)
UNITED DOCKS LTD 18/12/2008 SEC-4.4 REPORTING ISSUER
UNITED DOCKS SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
UNITED DOCKS SUPERANNUATION FUND 01/11/2012 PPS-2.1 GOVERNING BODY TO ADMINISTER PRIVATE PENSION SCHEME
United Investments Limited 09/03/2009 SEC-4.4 REPORTING ISSUER
UNITED MUTUAL SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
UNIVERSAL COMMODITY COMPANY LIMITED 23/05/2019 FS-4.1 GLOBAL BUSINESS CORPORATION
UNIVERSAL GOLDEN FUND 15/01/2014 SEC-4.4 REPORTING ISSUER
UNIVERSAL GOLDEN FUND 18/11/2013 SEC-3.1A CIS (SINGLE FUND)
UNIVERSAL GOLDEN FUND 18/11/2013 SEC-4.4 REPORTING ISSUER
UNIVERSAL PARTNERS LIMITED 26/04/2016 SEC-4.4 REPORTING ISSUER
4252 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.