Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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AUREOS CENTRAL ASIA MANAGERS LTD 15/03/2007 SEC-4.2 CIS MANAGER
AUREOS EAST AFRICA FUND, L. L. C. 26/06/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
AUREOS EAST AFRICA MANAGERS LTD 26/06/2003 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2020 -
AUREOS OFFSHORE INDIA OPPORTUNITIES FUND (HOLDINGS) L.L.C. 17/09/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
AUREOS OFFSHORE INDIA OPPORTUNITIES FUND, L.L.C. 25/07/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA FUND (HOLDINGS) L.L.C. 17/09/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA FUND, L.L.C. 15/06/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2021 -
AUREOS SOUTH ASIA MANAGERS LTD 29/04/2004 SEC-4.2 CIS MANAGER
AUREOS SOUTHERN AFRICA FUND, L.L.C. 26/06/2003 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
AUREOS SOUTHERN AFRICA MANAGERS LTD 26/06/2003 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2020 -
AUREOS WEST AFRICA FUND, L. L .C. 26/06/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
AUREOS WEST AFRICA MANAGERS LTD 26/06/2003 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2020 -
AURIS GESTION (MAURICE) LTEE 24/03/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURISSE INTERNATIONAL LTD 07/06/2010 FS-3.1A MANAGEMENT LICENCE
AURORA INVESTMENT SOLUTIONS 07/04/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURUM CAPITAL LTD 27/10/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AUSTEN MORRIS ASSOCIATES INTERNATIONAL LIMITED 25/11/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AUSTEN MORRIS ASSOCIATES MAURITIUS LTD 24/02/2015 INS-2.3 INSURANCE BROKER
AUTAR VEEDOOR AWTAR 30/11/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
AUTO STYLE LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
AUTO SURE AGENCIES LTD 24/01/2012 INS-2.2A INSURANCE AGENT (COMPANY)
AUTO TRADER COMPANY LTD 08/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
AUTOMATIC SYSTEMS LTD. 27/03/2008 SEC-4.4 REPORTING ISSUER
AUTUS CAPITAL MAURITIUS LTD 01/10/2015 SEC-4.2 CIS MANAGER
AV FUND MANAGER (PTY) LTD 19/01/2017 SEC-4.2 CIS MANAGER
546 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.